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Fugitive ex-CEO of investment firm arrested on securities, wire fraud charges
CNBC· 2 hours agoA former investment company CEO who previously appeared as a paid contributor to CNBC was arrested...
Former CNBC analyst arrested by FBI after over 2 years on the run
CBS News· 6 hours agoA former CNBC analyst who ended up on the FBI's Most Wanted list for white-collar crimes was...
Fifth Circuit Strikes Down SEC’s Private Fund Advisers Rule | JD Supra
JD Supra· 18 hours agoSecurities and Exchange Commission’s (SEC) much maligned Private Fund Advisers; Documentation of Investment Adviser Compliance Reviews final rule (the Final Rule).[1] In reaching ...
Here’s Why RGA Investment Advisors Sold Some of its Holdings in Meta Platforms (META)
Insider Monkey via Yahoo Finance· 1 day agoRGA Investment Advisors, an investment management company released its first quarter 2024 investor...
Robo Advisor vs. Online Financial Advisor: What's the Difference?
US News & World Report· 10 hours agoRobo advisors appeared on the financial advising scene roughly 15 years ago to offer fee-conscious individuals access to well-crafted investment portfolios ...
AML/CFT Rules for Investment Advisers | JD Supra
JD Supra· 18 hours agoOn 12 June 2024, K2 Integrity and Schulte Roth & Zabel hosted a webinar discussing new regulatory obligations anticipated under proposed rules for investment advisers (IAs ...
Ex-CNBC Financial Analyst Arrested by FBI After 3 Years as Alleged Fugitive
People via Yahoo Finance· 8 hours agoAdditional charges he faces relate to a second company in which he worked as CEO and chief ...
CNBC financial pundit who became fugitive arrested by FBI
WJZY via Yahoo Finance· 7 hours agoMcDonald was identified by the DOJ as the CEO and chief investment officer of two L.A. area...
SEC bars advisor who used senior clients’ cash for secret options trading - InvestmentNews
InvestmentNews· 9 hours agoIn an order dated June 17, the SEC said it’s barring David Sheldon Wells of Chicago, Illinois from...
BlueChip Wealth Advisors LLC Makes New $659,000 Investment in Cisco Systems, Inc. (NASDAQ:CSCO)
ETF DAILY NEWS· 12 hours agoBlueChip Wealth Advisors LLC acquired a new stake in shares of Cisco Systems, Inc. (NASDAQ:CSCO – Free Report...acquired 13,047 shares of the network equipment provider’s ...