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DCI Advisors (LON:DCI) Share Price Passes Above Two Hundred Day Moving Average of $4.73
ETF DAILY NEWS· 9 hours agoDCI Advisors Ltd (LON:DCI – Get Free Report) passed above its two hundred day moving average during trading on Friday . The stock has a two hundred day moving average of GBX ...
Don’t worry about a ‘magic’ retirement number — but make sure you have this one thing
MarketWatch via Yahoo Finance· 3 hours agoAmericans have fairly modest retirement savings compared with their goals. According to Fidelity ...
FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | JD Supra
JD Supra· 4 days agoOn May 13, 2024, FinCEN and the SEC jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to maintain written customer ...
SEC and FinCEN Propose Rule Requiring Investment Advisers to Enact Customer Identification Programs...
JD Supra· 3 days agoTreasury Department announced a joint notice of proposed rulemaking that would require investment advisers to take steps to verify their customers’ identities. The rule would ...
Don’t worry about a ‘magic’ retirement number — but make sure you have this one thing
Market Watch· 3 hours agoHaving a goal, however, can guide your savings and investing, can give you motivation to keep...
These 2 Dividend Stocks Are Set to Soar in 2024 and Beyond
Motley Fool via Yahoo Finance· 17 minutes agoThat's driving the company's view that it could deliver at least 5% dividend growth in 2027 without...
...Client Alert: A Second Wave: FinCEN and SEC Further Extend Investment Advisers’ AML Obligations...
JD Supra· 5 days agoIn a sequel to FinCEN’s proposal earlier this year to extend anti-money laundering and Bank Secrecy Act regulations to investment advisers (AML/BSA Proposal), on May 13, 2024 ...
Alphabet Inc. (NASDAQ:GOOGL) Shares Sold by Missouri Trust & Investment Co
ETF DAILY NEWS· 5 hours agoMissouri Trust & Investment Co lowered its stake in shares of Alphabet Inc. (NASDAQ:GOOGL – Free Report) by 2.1% in the fourth quarter, according to its most recent Form 13F ...
Here Are the 2 Growth Stocks Google's Parent Company Just Added to Its $7 Billion Portfolio
Motley Fool via Yahoo Finance· 5 hours agoThat makes it a very risky investment that could have a lot of upside but just as much downside. Be...
SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers | JD Supra
JD Supra· 4 days ago...Advisers would be required to implement reasonable procedures to identify and verify the identity of their customers.3 The NPRM would define “account” as “any contractual or other business relationship between a person and an investment adviser under which the investment adviser provides advisory...